| | Evaluation and management of incidentally discovered thyroid nodulesAbstract Thyroid nodules are present in 4–10% of the adult population. However, less than 1% of all cancers occur in the thyroid gland. Thyroid nodules are usually an incidental finding in a routine clinical or an ultrasound examination of the neck performed for some other reason. Differentiating a benign nodule, which may require no specific treatment, from a malignant nodule presents a diagnostic dilemma. An individualized approach to a patient with history, risk factors and fine needle cytology is warranted. Molecular markers and immunohistochemical studies done on thyroid nodule cytology may help in differentiating benign from malignant. This article presents a review of the literature for the diagnosis and management of the thyroid nodule. 1. Introduction  Thyroid nodules are a common clinical problem. The estimated prevalence in the general population is around 4–7% [1]. The majority of thyroid nodules are discovered incidentally on physical examination or radiographic studies. These can be palpated during a neck examination during a history and physical. In addition, nodules can be seen on an ultrasonography performed for an unrelated condition. Most nodules are asymptomatic and are not palpable. Only about 20% of the nodules found at autopsy are palpable by clinicians [2]. Incidental detection of thyroid nodules during a neck ultrasound is very common. Thyroid nodule management has been a very controversial topic. Approximately 2500 peer-reviewed articles are written on thyroid diseases with 500 on thyroid cancer [3]. The main controversy has been the diagnostic work up and extent of thyroidectomy. The majority of these nodules are benign, requiring no surgical intervention. However, it is quite challenging to differentiate between the malignant and benign thyroid nodule. Thyroid carcinoma is rare. It constitutes only 1% of all malignancies and 0.5% of all cancer deaths [4]. Hundahl et al. [5] studied 53,856 patients with thyroid malignancies. The distribution was as follows: papillary carcinoma 52,686 (78%), follicular 6764 (13%), Hurthle cell 1585 (3%), medullary 1928 (4%) and anaplastic 893 (2%). Due to an increase in the incidence of neck ultrasound, the majority of the nodules diagnosed today are non-palpable. A vast majority of these patients are euthyroid and asymptomatic. This makes the management of thyroid nodules an important topic. Fine needle aspiration (FNA) cytology has greatly helped in addressing this question. Common diagnoses for thyroid nodules include colloid nodules, cysts, and thyroiditis in 80% of the cases followed by benign follicular neoplasm in 10–15%. Thyroid carcinoma occurs in only 5% of the cases [6]. Nodules picked up by ultrasound have an equal incidence of being malignant as the nodules picked up on clinical examination. Hence, it becomes important to evaluate the risks factors to delineate which nodules may be malignant. 2. Incidence  The overall incidence of multinodular goiter has decreased in the US due to the use of iodized salt over the past half-century. The Framingham study demonstrated that in the age group between 30 and 59 years, the incidence of multinodular goiter was 4.2% [7]. A new nodule appears at the rate of 0.08% per year [8]. Women tend to have more nodules than men with the prevalence of nodules increasing with age. Nodules in men are more likely to be malignant. The long-term history of these nodules is not clear since there have not been adequate studies. Most of these nodules remain benign. However, 23% can increase in size warranting surgery with a malignancy rate of 4.5% [9]. 3. Pathophysiology  3.1. Radiation Radiation to the head and neck region has been given for a variety of reasons such as acne, tuberculous lymphadenoapthy, lymphoma, tonsillar enlargement, thymic enlargement, chronic otitis media and other skin conditions, such as squamous cell carcinoma. The relationship between radiation and thyroid malignancy was reported as a Chicago endemic [10]. Radiation exposures in Chernobyl have also lead to an increase in number of thyroid malignancies. Higher doses used for cancer treatment produce cell death and are less likely to induce carcinogenesis as compared to low dose radiation. There are two large case control studies reported, one for enlarged thymus [11] and the other for tinea capitus [12]. Both show an increased incidence of benign thyroid nodules as well as thyroid carcinoma. Thyroid cancer is 18 times more common in survivors of treatment for Hodgkin's disease than in the general population [13]. A radiation dose of 2500 cGy or more and male sex was an independent risk factors for thyroid nodules. 3.2. Autoimmune disease Patients who present with Graves disease and a nodule should be evaluated to rule out malignancy. A multicenter, retrospective review of 557 patients with Graves disease showed that 25.1% of patients had nodules; 15% of these nodules were malignant. Four patients with thyroid carcinoma had a palpable nodule with the diameter ranging from 2 to 25 mm [14], [15]. 4. Genes  4.1. Nodules Autonomous functioning nodules comprise 12% of all thyroid nodules [16]. The majority of these nodules are due to activating mutations in the thyroid stimulating hormone (TSH) receptor. This leads to adenylate cyclase activation in the absence of TSH [17], [18], [19]. TSH receptor gene mutations are seen in 5–80% of autonomously functioning nodules. H-RAS, K-RAS, N-RAS proto-oncogene point mutations have been seen in both follicular adenoma and carcinoma [1]. The molecular basis for most cold nodules remains unknown. 4.2. Papillary thyroid carcinoma There is an association of at least two transmembrane genes not usually expressed in thyroid epithelial cells; namely RET and NTKRI. Both are associated with tyrosine kinase activity. These are found in 40–80% of papillary thyroid carcinomas [20]. Rearrangement of both genes, such as exposure after radiation, leads to activation of tyrosine kinase activity and neoplastic transformation. 4.3. Follicular thyroid carcinoma There are no cases of familial follicular thyroid carcinoma. Thyroid transcription factor PAX8 domain binds to peroxisome proliferators-activated receptor (PPAR) γ1 in a subset of thyroid follicular carcinoma [21]. 4.4. Environmental iodine Iodine deficiency has been known to cause thyroid nodules. The mechanism is associated with an increase in serum TSH, which in turn increases thyroid cell replication and mutations [20]. Iodized salt has been utilized to reduce the incidence of endemic goiters. 5. Patient history  Patients are referred with either an asymptomatic palpable nodule or nodules discovered on radiographic examination. A complete history and physical examination should be performed. A detailed history is taken which includes the duration of the nodule (if palpable) and symptoms associated with the nodule. These include pain, difficulty in swallowing, difficulty in breathing and a change in voice with hoarseness. Malignant nodules may invade the trachea and recurrent laryngeal nerve leading to difficulty in breathing, hoarseness and choking. Large benign nodules tend to cause pressure symptoms such as dysphagia. A sudden increase in size usually is due to hemorrhage in the nodule. Surgical intervention in a thyroid nodule is usually due to the following three indications: malignancy, compressive symptoms and hyperthyroidism. Suspicion of malignancy starts with risks factors which include family history of thyroid cancer and exposure to radiation (Table 1). The incidence of malignancy in a palpable thyroid nodule with a previous history of radiation is 20–50% [22] with 90% of the cancers being papillary on histology.  | High suspicion for malignancy |  |  | 1.Family history of medullary carcinoma 2.Rapid growth of the thyroid nodule 3.Hard and fixed nodule 4.Fixation to additional structures 5.Paralyzed vocal cord 6.Regional lymphadenopathy 7.Distant metastases 8.Fine needle biopsy suggests malignancy |  |  | Moderate suspicion for malignancy |  |  | 1.Male 2.Age <20 or>70 years 3.Size >4 cm or partially cystic 4.Symptoms of compression, dysphagia, dysphonia, hoarseness, dyspnea, cough 5.Prior history of radiation 6.Recurrent cystic nodule |  | | | |
Medullary carcinoma of the thyroid gland is associated with multiple endocrine neopalsia (MEN-IIA or MEN-IIB). It consists of 7% of all thyroid carcinomas but can be familial in 20% of all cases. Papillary or follicular carcinomas are also associated with an increased family history in Gardner's syndrome and Cowden syndrome (multiple hamartoma syndrome) [12], [23]. The majority of the nodules which harbor malignancy are solitary. Some nodules are extremely large causing difficulty in breathing, dysphagia or a change in voice. Retrosternal extension, deviation of the trachea and distortion are also indications for surgery. Lastly comes the function of the thyroid gland. Symptoms of hypo- and hyperthyroidism may be elicited. Autonomous functioning nodules can be a cause of hyperthyroidism. Nearly all patients with thyroid cancers are euthyroid [24]. Hyperthyroid patients can also harbor malignancy up to 21% [25], [26]. Age and sex are important for risk stratification. Thyroid nodules are more frequently found in women. Nodules in men have a higher incidence of malignancy. Children with a solitary nodule are at a higher risk for malignancy. A new nodule in the elderly age group is also suspect for being malignant especially for an anaplastic carcinoma. 6. Clinical examination  During a clinical examination it is essential to distinguish between a solitary nodule and a multinodular goiter. The incidence of malignancy in a solitary nodule and a dominant nodule in a multinodular goiter is equivalent [26]. Firmness of a nodule can be due to malignancy or calcification. Soft nodules can be hemorrhagic or malignant. Therefore, texture is not a useful clinical stratifier of malignancy. The presence of lymphadenopathy may be due to metastatic disease from papillary or occasionally medullary carcinoma. Hoarseness of the voice is almost always due to malignant invasion of recurrent laryngeal nerve. Rarely, large benign nodules can cause hoarseness due to a pressure effect. A laryngeal examination is an integral part of the initial physical examination. Presence of vocal paralysis may suggest a malignant process with involvement of the recurrent laryngeal nerve. After clinical evaluation, patients can be categorized into high- and low-risk groups. 7. Differential diagnosis  Nodules in the anterior part of the neck can have differential diagnoses which include thyroid etiologies and extrathyroidal lesions. The differential of thyroid nodules include benign adenomas, nodular goiter, dermoid cysts, thyroiditis, carcinomas (papillary, follicular, medullary, anaplastic), lymphoma and rarely metastatic disease (Table 2). Other differentials include parathyroid adenoma, lymphadenopathy, thyroglossal duct cyst and lympho-vascular lesions (aneurysm, hygromas).  | Papillary |  |  | Types: Follicular, tall cell, clear cell, insular |  |  | Follicular |  |  | Mixed |  |  | Hurthle cell |  |  | Medullary |  |  | Anaplastic |  |  | Lymphoma |  |  | Squamous cell carcinoma |  |  | Sarcoma |  |  | Metastatic tumors to the thyroid |  | | | |
8. Investigations  Clinical evaluation is not sensitive for thyroid gland disease and, therefore, laboratory examination is necessary [27]. Investigations performed include thyroid function test, free thyroxine (T4), free triiodothyronine (T3) and thyrotropin or TSH. Increased levels of TSH indicate hypothyroidism. Antibody levels should be performed to rule out thyroiditis. Currently, the antibodies which are readily available in commercial laboratories are thyroid peroxidase and antithyroglobulin. Thyroid antibodies are not helpful in distinguishing malignant from benign nodules as levels can be increased in both thyroiditis as well as in malignant cases. If the TSH levels are below normal and T3 levels are increased, this is suggestive of hypothyroidism, therefore, indicating a hyperfunctioning nodule. Needle biopsy should be performed as thyroid cancer and hyperthyroidism are known to co-exist. Serum thyroglobulin levels should also be part of the initial evaluation. Independently, an elevated thyroglobulin level is not an indicator of malignancy. Several factors may falsely elevate thyroglobulin levels. These are thyrotropin receptor stimulation, presence of gland inflammation, volume of the gland, injury to the gland (from surgery, radiation or biopsy), multinodular goiter, decreased renal clearance, tobacco smoking and estrogen levels [28]. The presence of thyroglobulin antibodies also limits the utility of the assay. Thyroglobulin levels are more helpful in the follow up surveillance rather than the initial diagnosis of thyroid cancers. Computerized axial tomography and magnetic resonance imaging are helpful to identify the extent of retrosternal thyroid, tracheal invasion, lymphadenopathy in the neck and tracheal deviation. Positron-emission tomography using fluorodeoxyglucose F 18 can help in distinguishing between benign and malignant nodules [29]. However, it cannot replace FNA. Serum calcitonin levels are useful in medullary carcinomas. Patients with MEN syndromes should also be evaluated for other endocrine neoplasia. There has also been a suggestion for routine calcitonin in all patients with thyroid nodules [30]. Family members and the index patient should be screened with serum calcitonin and the germ line mutation in the RET proto-oncogene of chromosome 10 [31]. 8.1. Thyroid scintigraphy Technetium pertechnate or iodine 123 or 131 has been used widely. I123 has a low dose of radiation (0.04 cGy) and a short half-life. Technetium has a shorter scanning time and a radiation dose of 0.07 cGy. When the uptake is absent, the nodule is described as “cold”; when it is equivalent to the surrounding thyroid tissue, the nodule is “warm” and if the uptake is more than the surrounding thyroid tissue, the nodule is “hot”. Eighty percent of thyroid nodules are cold with an incidence of malignancy of 20%. Ten percent of the nodules are warm with a 10% incidence of malignancy. Finally, 10% of the nodules are hot, with a 5% incidence of malignancy. Given the above values, thyroid scintigraphy is not much value in making a diagnosis of malignancy. It is useful in diagnosing autonomous toxic nodules for patients with hyperthyroidism. These nodules appear hot on the scan. The scans are also helpful in diagnosing ectopic thyroid tissue, such as lingual thyroid. Thallium-201, Sestamibi and PET scans have also been used in the evaluation of thyroid nodules. 8.2. Needle biopsy of the thyroid FNA is the mainstay of the initial evaluation in the management of the thyroid nodule. It has significantly reduced surgery on benign nodules; at the same time increasing the percentage of malignant diagnosis requiring surgery for thyroid nodules. The technique involves preparing smears from the thyroid nodules. Use of salicylates does not preclude doing the biopsy. FNA has reduced the number of thyroidectomies by 50%, increasing the number of malignancies in the operated specimens; thus reducing the cost by 25% as compared to surgery alone based on clinical findings [32]. There are four results from FNA: (1) malignant, (2) benign, (3) suspicious and (4) inadequate. Approximately 4% of the aspirates are malignant, 70% benign, 10% suspicious, and 17% inadequate for diagnosis [33] (Table 3). The diagnoses which can be made with some certainty are papillary carcinoma (Fig. 1), lymphoma, colloid nodule, medullary carcinoma, anaplastic carcinoma and thyroiditis. The diagnosis which by far creates a management dilemma is follicular neoplasm. This cannot distinguish follicular adenoma from carcinoma since vascular invasion and capsular invasion are a key component in the diagnosis. Follicular neoplasm includes hyperplastic nodules, follicular adenomas, follicular carcinomas, and follicular variant of papillary carcinomas [34]. Predictors of malignancy based on FNA results have been studied, but results are not encouraging. Electron microscopy, flow cytometry, immunohistochemistry and genetic markers [35] have been evaluated, but overall results are disappointing. Two markers, human bone marrow endothelial cell (HBME-1) and galectin-3 have shown promise [36]. Hurthle cell neoplasms create a similar problem where it is not easy to distinguish malignant from benign on FNA. The technique of FNA has been well described. It consists of two–three passes with the needle, followed by preparing smears and cell blocks. Criteria to consider a specimen vary adequately among Institutions. However, commonly accepted criteria is six or more groups of 10–20 well-preserved follicular epithelial cells per group on at least two slides [36]. Suspicious cytologies should be subjected to surgery as there is a high incidence of malignancy. A hypocellular specimen is the most common cause of an inadequate specimen, contaminated with blood make interpretation difficult. A study from The Mayo Clinic reported a false negative rate of 0.7% and a false positive rate of 0% [37]. FNA is performed with ultrasound guidance for non-palpable nodules. Tru-cut biopsy is an alternative procedure to FNA, but is rarely appropriate. This involves sampling a core of the nodule. It does carry more morbidity such as bleeding, pain, recurrent laryngeal injury and tracheal injury. In a cystic lesion or a complex lesion, needle biopsy should be aimed at the solid component of the lesion since the incidence of malignancy is similar to a solid nodule [38], [39]. 9. Clinical course and pathogenesis  Nodules generally grow slow or remain unchanged for a prolonged period of time. Nodules which grow rapidly and cause pressure symptoms are rarely left untreated. However, the majority of nodules are asymptomatic. In one study, 89% of the nodules that were followed for 5 years or more grew by 15% in volume [41]. A sudden increase in the size is usually due to hemorrhage or an anaplastic carcinoma. 10. Management of the thyroid nodule  There is controversy, as to whether a solitary nodule should be treated and if so, how [42], [43] (Fig. 3, Fig. 4). 10.1. Levothyroxine Nodules which have been evaluated with ultrasound and needle biopsy and are deemed to be benign have been treated with thyroxine. The dose is usually tailored to achieve levels of TSH below 0.3 mU per liter. A recent study showed that there was no significant difference between patients in a period of 6–12 months with and without thyroxine; however, it did show that a significant number of nodules were reduced by 50% [44]. There was a higher incidence of size decrease if the levels of TSH were closer to 0.1 mU per liter. Once levothyroxine was stopped, the nodules regrew. There is an increased incidence of atrial fibrillation, cardiac abnormalities and reduced bone density with such high doses of levothyroxine [45], [46], [47]. The current recommendation is to observe rather than suppress cytologically benign nodules [48]. 10.2. Thyroid cysts The majority of thyroid cysts are benign with an incidence of malignancy from 7% to 17% [4]. Papillary carcinoma is the most common cancer associated with the cysts. Aspiration of the cyst is usually all that is necessary. Surgery should be recommended if the cyst recurs after two aspirations, bloody aspirate, palpable mass after aspiration or malignant cells in the cytology. Hemorrhage into a cyst leads to a presentation of a tender nodule and sudden increase in the size of the nodule. Sclerotherapy with ethanol has been tried to avoid recurrence of the cyst. 11. Treatment for thyroid carcinoma  Studies from Memorial Sloan-Kettering Cancer Center have revealed prognostic factors in differentiated thyroid cancers. These are age, grade of the tumor, size, extrathyroidal extension and the presence of distant metastases (Table 5). Based on these factors, patients are categorized into low, intermediate or high risk groups. There is a statistically significant difference in survival between these groups. According to the Mayo Clinic and Lahey Clinic data, the mortality for low-risk groups is less than 2%, whereas the high-risk groups have a mortality of 46% [3]. | | |  | | High risk | Low risk |  |
|---|
 | 1. Age | >45 | <45 |  |  | 2. Sex | Male | Female |  |  | 3. Grade | High | Low grade |  |  | 4. Extrathyroid extension | Yes | No |  | | | |
11.1. Surgery Treatment of the thyroid nodule involves a multidisciplinary team approach, which includes radiologists, cytologists and endocrine surgeons. During the procedure, the side of the nodule is mobilized. Minimum surgery is thyroid lobectomy, isthmectomy and excision of the pyramidal lobe if present. The other lobe should be examined through the strap muscles without mobilization. The recurrent laryngeal nerve, external branch of the superior laryngeal nerve and parathyroid glands should all be preserved. Removal of the complete lobe with the nodule helps in preservation of the important structures. Frozen section is utilized selectively. When performed by a specialist, the incidence of surgical complications is low. Hemithyroidectomy may preserve thyroid function. It also has a lower incidence of recurrent laryngeal nerve and parathyroid gland injury. After hemithyroidectomy, post-operative administration of levothyroxine is indicated only in cases of hypothyroidism [49]. There has been considerable debate between hemi-thyroidectomy and total thyroidectomy for the treatment of differentiated thyroid carcinoma. A randomized clinical trial is difficult as it would have to be a very long-term study with a large number of patients. Overall, the majority of patients with well-differentiated thyroid cancer do well, irrespective of hemithyroidectomy or total thyroidectomy. Utilizing the risk stratification, patients who fall into the low-risk category, do well with hemithyroidectomy. Patients with high-risk would require total thyroidectomy. Partial removal of the lobe or nodulectomy is to be discouraged as it has a higher incidence of local recurrence and operative morbidity. Patients with a solitary thyroid nodule undergoing hemi-thyroidectomy with a frozen section suggesting ‘follicular neoplasm’ present a challenging problem. Invasive carcinomas diagnosed on permanent section may require completion thyroidectomy in a few days or 2–3 months later. The decision is based on the risks criteria already established which include age and sex of the patient, size of the cancer and extrathyroidal extension. Lesions larger than 4 cm with a suspicious histology are more likely to be malignant and hence can be treated by total thyroidectomy. Also, prior radiation therapy can lead to multifocal disease and consideration to perform a total thyroidectomy. Papillary microcarcinomas are being increasingly diagnosed. This is because of high-resolution ultrasound. The prevalence of occult papillary carcinoma has been reported to be 36% [50]. In a study of 162 patients with FNA diagnosis of papillary microcarcinoma who were followed without surgical intervention, 70% of the tumors did not change in size over a period of 5 years [51]. Most types of microcarcinoma may never become clinically apparent. Hence, to perform a total thyroidectomy after papillary microcarcinoma still remains controversial. Advantages of total thyroidectomy for malignancy include a whole body survey and treatment of distant metastatic disease with Iodine 131. 11.2. Radioactive iodine Radioactive iodine dosimetry and ablation is used post-operatively to ablate residual thyroid cells and to look for metastatic disease. This is only possible in patients who have undergone total thyroidectomy. Post-operatively, patients are made hypothyroid for 4–6 weeks. This increases thyrotropin levels more than 25 mU per liter. Clearly this state of hypothyroidism is not tolerated well by the patients. Some patients now receive T3 or recombinant TSH. After the radioactive iodine scan, patients undergo ablation of the residual thyroid cells in the neck. This is followed by another scan to document the ablation. The role of adjuvant radioactive ablation is to destroy any residual microscopic foci, to improve the value of serum Thyroglobulin as a tumor marker and to increase the sensitivity of iodine 131 scanning for metastatic disease. 11.3. External beam radiation Few patients are candidates for external beam radiation. These include anaplastic thyroid cancer, medullary thyroid cancer with extensive nodal, mediastinal or residual disease, high-risk differentiated thyroid cancer with invasion in the central compartment and patients with metastatic disease. 11.4. Medullary thyroid cancer The overall incidence of medullary thyroid cancer is 5–7% of all thyroid cancer. They can be sporadic or a part of the familial MEN syndrome. Patients should be worked up for pheochromocytoma before surgery. The operative procedure includes total thyroidectomy. Central nodal clearance and a modified neck dissection is performed for nodal involvement. Follow-up is done with calcitonin, and families should also be screened for medullary thyroid cancer with the RET protooncogene. Prophylactic thyroidectomy may be indicated in family members who are positive for the RET mutation. 11.5. Anaplastic thyroid carcinoma This is a very aggressive form of neoplasm. The incidence is 2–5% of all thyroid malignancies. It presents as a rapidly enlarging mass in the thyroid gland. It commonly presents in an elderly patient with compression symptoms such as hoarseness of voice and difficulty in breathing. The diagnostic work up includes FNA or tru-cut biopsy for pathology. Surgery has a limited role since at the time of presentation there is usually extra-thyroidal extension. A tracheostomy may be required for clearance of the airway. Treatment includes chemo radiation with doxorubicin. The average overall survival is 6–9 months. 12. Conclusion  Thyroid nodular disease is common, however malignant nodules are rare. FNA is the mainstay of the management of nodular thyroid disease. A combination of history and physical with risk stratification, utilization of FNA, ultrasound and CT scan has helped to better identify patients who are at risk of harboring a malignancy. Thyroid scintigraphy is not routinely recommended. Initial evaluation for a patient who presents with a thyroid nodule includes serum thyrotropin levels and ultrasound guided FNA. For patients with thyroid cancer decisions on management should be based on the extent of disease, prognostic factors and risk analysis. In a patient with a family history of medullary carcinoma of the thyroid gland or multiple endocrine neoplasia, serum calcitonin levels need to be performed. If the serum TSH levels are decreased then radionuclide scanning is performed to check for an autonomous functioning nodule. Treatment for a toxic nodule, if the age is less than 20 or suspicious for cancer, is hemithyroidectomy. 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